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Regulatory compliance is vital to manage risks, maintain financial well-being and growth to meet business objectives. In a global economy businesses often have to operate across multiple jurisdictions. They are impacted by the statutory regulations and compliances imposed by different industrial, governmental and regulatory authorities. It is a common perception that regulatory regimes apply primarily to publicly traded companies. Public companies are most often those with currency to acquire other private and public companies. Correctly implemented compliance mechanisms increases valuation while helping the company set up necessary internal controls for better efficiency in strategy executions. It also shortens the actual process of completion of investment, merger, acquisition, divestiture or public offering transactions.

We undertake reviews and audits which form the basis of recommended action plans and corrective plans. We can address various regulatory compliance requirements like: 409A/157 – Required by IRS for USA incorporated private and public corporations; Sarbanes-Oxley (SOX) – Required by SEC for USA listed publicly traded corporations; ISO 900x – Set of industry standardization requirements established by global body; FDA compliances – Set of regulatory rules and compliance frame work established by US Food and Drug Administration affecting businesses dealing in Pharmaceuticals, Drugs, Bio-technology, Cosmetics, Food, and Medical devices; and other country-specific compliance codes and provisions.